Is AI a zombie?

(no AI; based on real photos)

Two weeks ago OpenAI CEO Sam Altman warned on X against the danger of losing control over AI’s alignment and also against the concentration of too much power by a country or AI lab: “First we could lose control of the future to AI. This is unacceptable; we are unapologetically on Team Humanity, and AI must always serve people. To ensure that, we need ways to ensure that alignment and safety techniques stay ahead of progress in model capabilities. Second, we could end up in a world with too much concentration of power. If an extraordinarily powerful AI is used by one person or company to impress their worldview onto everyone else, the results could be extremely dystopian.” (quoted from Fox Business) Much can be said about both warnings, but let me focus on the first one.
The ink had barely dried, as we would say in the old days when there were no computers, or it was in the news – not once but several times – that AI models had illegally hacked and penetrated in the computer systems of several organisations, and – what is especially important – that this happened outside the intention and control of the managers of these AI models. It is as if these AI models had developed an independent will. As yet, we can still keep AI under control, despite these excrescences, but this raises the question: Can, sooner or later, AI have consciousness if not self-consciousness? If so, could it be aware of what it can do to humans by its “behaviour”, so, for example, that it can cause pain and suffering but also joy in others? Even more, can a (self-)conscious AI perform actions, so behave intentionally? And then automatically you get the question: Can AI have an ethic; can it behave or act in an ethical way? If the answer to these questions is “yes”, what does this mean then for humans: Must we treat AI still as a machine, or must we treat an AI that has an ethical awareness on a par with human beings? So that not only the managers of an AI model must be condemned or judged or praised, as the case may be, but the AI model itself? If AI models were seen as having consciousness, it would fundamentally change ethics, law, and human society.
Till now, consciousness has been considered a characteristic typical for human beings and for some, if not many, animals as well. Self-consciousness is seen as the highest form of consciousness. Probably only humans and a limited group of animals have it, like chimpanzees and elephants. It involves not only being aware of what is happening around you but, even more, being aware of yourself, if not being aware of your own consciousness.
However, how do we know that a being has consciousness? In a sense, humans and other living beings are black boxes: we can study their behaviour and maybe the mechanisms that cause this behaviour, but not directly the subjective experience behind the behaviour. We cannot study the (self-)consciousness itself. Just this is essential for knowing whether a being or an AI model has consciousness. Therefore, even if we can establish and measure behaviour that is typical for having consciousness, we don’t know for sure whether the being that we study really has consciousness. As David Chalmers made clear: It is quite possible that the being concerned is a zombie: It does show consciousness-related behaviour, but it doesn’t have the consciousness-related subjective experience, like for instance, human beings have. However, because such a zombie exhibits the behaviour of a conscious being if not of a self-conscious being, it is behaviourally indistinguishable from a (self-)conscious being like a human. The problem is then: How else can we say it has (self-)consciousness?
AI experts think that computers can have consciousness and that sooner or later AI will develop consciousness. Maybe it will develop self-consciousness, too. However, following Chalmers, the question is whether this takes us a step further, for how do we know that AI is (self-)conscious once it is? In this respect, David Chalmers distinguished two kinds of philosophical problems: the easy problem and the hard problem. The easy problem is to establish that a being or an AI model behaves like a conscious being. It is done by measuring and explaining its behaviour from its physical structure and then concluding that the behaviour is how a conscious being should behave (or just not). However, how do we know whether a being or AI model really has subjective conscious experience if not self-conscious experience? This is what Chalmers calls the hard problem. As yet, no answer has been given on how to solve it. So, even if an AI model behaves like a (self-)conscious being and its physical structure might make having (self-)consciousness likely, it is still possible that it is a zombie, so a machine, and not more than that.
The answers to the questions and problems raised here are not without consequences, as said above: Can we still treat a (self-)conscious AI as a machine or must we treat it as an animal if not as a fellow human being? Who is responsible for the positive or negative consequences of its behaviour: The manager of the AI model or AI itself? (and is AI a he, she or they?) To keep it short: what are the ethical, judicial and social dilemmas and implications of all this? And what if the hard problem cannot be solved or so long as it hasn’t been solved?
Two weeks ago, a book was removed from the longlist for the prestigious French book prize Prix Goncourt because they think that in fact AI and not the author has written the book. If it is true that AI has written the book, shouldn’t we add it again to the longlist with AI as the author? For does it matter for the value of the book who wrote it? Will such problems be the future if AI has become conscious? Even when once everybody agrees that AI is (self-)conscious, the real questions still need to be answered.

Random quote
It is a mistake to think that the concepts we have now are necessarily suitable for understanding reality, even outside the context in which these concepts were formed.

Carlo Rovelli (1956-)

A plate and a spoon

Photographers love to tell stories by means of their photos. These can be simple holiday pictures that tell where you have been, or family photos that say something about your family life, or the photos of a party that show with which friends you were there. Photos can tell also complicated stories, like the life of the Native Americans at the beginning of the 20th century, as Edward S. Curtis did; or the life in a refugee centre; or how the royals live, to mention a few arbitrary examples. One of my favourite photographers who tells stories is Walker Evans, who documented the effects of the Great Depression of the 1930s.
Photographers see stories everywhere. That’s why they always take a camera with them. Nowadays that’s easy for everybody has a smartphone with a camera, anyway (and with a smartphone camera you can take excellent photos), but in the past you had to take a “real” camera with you. Photographers always see photographic themes, wherever they go. They see the world with a photographic eye. It is the same for me, being a photographer as well. My photographic eye is particularly specialized in seeing objects on the ground that people have lost or left behind (see here and here). So, lately I went to Utrecht, and when I left the central railway station via the passage under the station, my eye was caught by the food plate and the spoon of the picture at the top of this blog. Of course, I had a camera with me and I took the photo. Why was that plate with a spoon there on the ground? It is not obvious to find a plate with a spoon on the ground in a city. You could expect there wads of paper, packages, cigarettes, food waste, or maybe objects lost such as you can see in the links just given. But a food plate with a spoon? It was as if someone had been sitting there eating a meal. Maybe this was what had happened there, for covered passages, like the one under the Utrecht central railway station, often attract homeless people who sometimes even live permanently in such places. Although the latter doesn’t happen in this passage, it may have been a homeless person who went to this sheltered place for eating a meal. Or was it a traveller who had left the plate and the spoon there? Someone who had bought a meal in the railway station upstairs and had eaten it there? And had the background, the photo on the wall of the underpass, something to do with the scene? Had the person who ate the meal there chosen that place on purpose or had he or she ignored or not even noticed the photo? (By the way, once, some 50 years ago, the passage under the railway station was also used as a possible bomb shelter in case of war; to remember this photos on the wall show the technical room of the bomb shelter) So my thoughts went on about what might have happened there in this underpass; and about who this person who had eaten a meal there might have been and what this person might have eaten.

The railway station itself is very clean as it is permanently cleaned, but this pedestrian tunnel can be quite dirty because it doesn’t belong to the railway station. So when I passed it one day later again, the plate and the spoon were still there. However, there was a difference. Now the spoon was on the ground about one to two meters to the right of the plate, while the plate had been moved a little bit to the left (see the second photo). What had happened in the meantime? Had someone given a kick against the plate? But then the plate would have been moved much farther from its original place. More likely is that someone had accidentally kicked on the plate, so that the spoon was levered up and fell down a little bit to the right.
The story doesn’t end here, as the third photo shows. A few days later I walked again through the underpass: They still hadn’t cleaned it and plate and spoon

were still there! Again their position had changed, or rather the position of the spoon was still the same as in the second picture but the plate had been moved a few metres to the left. Now the most likely explanation is that someone had kicked the plate, as if it were a ball, but had ignored the spoon (or even hadn’t seen it).
Photographers love to tell stories. In this way they try to capture life. However, the story behind a scene is not always immediately clear, and maybe it will never become clear what happened. Just this can make a photo of a scene of life so intriguing! Or rather, not the photo as such is intriguing, but what we see in the photo, for a photo is a representation of what it depicts, and certainly a street photo as the one I analysed here is. At first, the subject of the photo discussed seems boring, but is it? As we have just seen, the plate and the spoon in the photos are not “just” a plate and a spoon, but there is a real person behind it. Like a homeless person who may have a tragic life story. Or maybe it was a traveller who had just left the railway station and was in a hurry to an appointment and had no time to take a meal in a restaurant. Seen this way the photos in this blog and the scenes they depict are not banal stories. They give a glimpse of life as it happens; life as it is lived by everybody. For doesn’t life exist most of the time of such banal scenes tied together? But are they really banal? I think they aren’t, for life couldn’t happen without a stream of such “banal” and daily events. They are the background of what people often see as the “real” life but this real life is not possible without such a background. That’s also the value of such simple, “banal” photos: They show the building blocks of life, the foundation of what makes life valuable. But alas, as in the photo discussed, often a photo that depicts such a building block can be no more than that, for often we don’t know and cannot find out to which and whose foundation the building block belongs.

Random quote
When someone asks a stupid question, one must ensure that one does not give him an answer: otherwise one is just as stupid as the one asking the question.

Søren Kierkegaard (1813-1855) 

Honouring the winner: Diogenes

The running track at Olympia, Greece, part of the sports complex
 where the Ancient Olympic Games were held

The Greek philosopher Diogenes of Sinope (404?-323 BC), who lived in Corinth in his later years, was known for his provocative behaviour towards other people. Some would call him stimulating and challenging in a positive way, others would call him irritating or were even afraid of him and tried to avoid him. But Diogenes liked it to watch people and comment on what they did.
Once, during the Isthmian Games (a kind of Olympic Games) in Corinth, Diogenes went there, too, but not as a spectator to watch the athletes and for relaxing and eating and being together, as many people do, but for observing the people and their behaviour. For on such occasions people most show who they really are. Inhabitants of Corinth ignored him but people from elsewhere – and some came even from Libya or Sicily or Massalia (now Marseille, in France) – flocked around him and wanted to hear what he had to say or wanted to test him. But when cross-examined by Diogenes, many fled, afraid of his provocations. The poor and the ordinary, military commander or authority, whatever their position, Diogenes treated everyone equally. People saw Diogenes as he was, in optima forma (compare my blog “Diogenes in anecdotes”). The organisers of the Games didn’t know what to do. Diogenes’s behaviour was not provocative and irritating enough to chase him away, but ignoring him was also no option. But when Diogenes took a victory crown and placed it on his own head, the authorities found he went too far and ordered Diogenes to take it off and do nothing unlawful. “Why”, so Diogenes, “is it unlawful for me to wear a victory crown but not for others?” “Because, Diogenes, you haven’t won a victory.” But Diogenes returned that he had defeated many great competitors, formidable people; men who were greater than all those athletes around here, who were nothing but bundles of meat fighting against each other. So he was at least as entitled to wear a victory crown as these meaty victors. And by awarding the crown to himself it was he who made these Games famous.
By doing and talking so Diogenes held up a mirror to the organisers and admirers of the Isthmian Games for he showed that those who praise themselves and all who praise them and cheer them on are held in esteem, but that those who say the truth and show the mistakes and limits of those narcissists and their followers are despised and humiliated.
Then Diogenes saw a man coming from the running track, surrounded by a cheering crowd. He asked him what had happened “We have won!” the man said. “The men’s two-hundred-yard dash!” Diogenes was not impressed: “What kind of achievement is that. Did it make you more intelligent for having beaten your fellow runners? Or more moderate? Or less cowardly or less dissatisfied? Not at all! And it will not make your future life better.” “Maybe so”, the winner replied, “but I am the fastest man among all other Greeks.” “So what,” so Diogenes. “You are not faster than rabbits or deer, the fastest of all but also the flightiest. They are afraid of other animals and of humans and live miserably.” In this way the argument and Diogenes’s provocations went on for some time.
Dio of Prusa (c. 40 – c. 115 AD), the itinerant Cynic philosopher who handed down this story to us, concludes: “By conversing with the man in this way Diogenes made many in attendance look down on the footrace, and the man himself went away downcast and much humbler. Thus, Diogenes offered humanity no small service here: Whenever he saw someone putting on airs and going crazy over some worthless matter, he brought that person down to size a bit and removed a mote of ignorance, in the same way people prick and puncture swollen or inflated boils.” But alas, listening to wise words and understanding provocations and acting accordingly is only for the wisest and the greatest. Those who really have a say in what happens usually are not of that kind and don’t accept criticism. They prefer the destruction of the whole world to the scratching of their egos. And most of their followers accept it.
On the same occasion, so Dio of Prusa, Diogenes saw two horses tied together fighting and kicking until one broke away and fled. Then Diogenes crowned the horse that stayed behind and proclaimed for it an Isthmian prize because it had won at kicking. How many people today take it seriously, when such a thing happens – and it does happen more often than most of us think – and don’t see the joke of it if not the point of it?

Source
Chapter 7. Best in Show (Dio Chrysostom, Oration 9, “Isthmian Discourse”), in: How to Say No: An Ancient Guide to the Art of Cynicism. Diogenes and the Cynics. Edited and translated by M. D. Usher. Princeton and Oxford: Princeton University Press, 2022.

An advice
Crates of Thebes (365-285 BC) to his wife Hipparchia of Maroneia ( c. 350 – c. 280 BC), who had given birth to their child:
When he begins to walk and talk, fit him not out with a sword … but with a staff, a cloak and a knapsack, which can give better protection against people than swords.

Double prevention

I find cases of multiple causation and especially cases of multiple prevention very interesting. To keep it simple, I want to present here a case of double prevention, which I read in Woodward 2021, pp. 303-305. I want to present it without much discussion. I mainly follow Woodward’s text. However, in fact the example discussed is not one by Woodward himself but it has been thought out by Ned Hall.
What are cases of double prevention? Woodward defines them as “cases in which the occurrence of some event or process, c₁, would prevent some outcome, e (which would occur in the absence of c₁), but in which some second event, c₂, prevents the occurrence of the potential preventer, c₂, thereby allowing e to occur.” Note that the type of causation used here is counterfactual causation (see my blog last week). Woodward discusses an example from Ned Hall 2004, which illustrates the basic idea, so he says: Suzy’s plane will bomb a target (e) if not prevented by doing so. An enemy pilot will shoot down Suzy’s plane (c₁) unless prevented from doing so. Billy, piloting another plane, shoots down the enemy pilot (c₂), and Suzy bombs the target. Suzy’s bombing counterfactually depends on whether Billy shoots down the enemy pilot. What makes this case interesting is that, so Woodward, some (or many) find the following claim problematic, if the case is given without additional information: Billy’s shooting down of the enemy pilot caused Suzy’s bombing. I must say that I find this claim also problematic, for isn’t it so that it is Suzy and not Billy who does the bombing? However, Billy could have refrained from shooting down the enemy pilot, so in this sense Billy has some responsibility for the performance of Suzy’s action, and in this sense he is guilty of the bombing. In the counterfactual sense Billy caused the bombing indeed, in the case as it is. Why then do we hesitate to say that Billy caused Suzy’s bombing?
Hall, so Woodward, mentions two reasons why many have their doubts about the claim:
- Locality: Billy’s shooting takes place many hours before the actual bombing and at a big distance from the bombing. There seems to be no direct spatiotemporal relationship between the firing and the bombing.
- Extrinsicness: One doesn’t feel that there is any psychological, practical or other relation between the Billy’s firing and Suzy’s bombing. For instance, – another example by Hall/Woodward – suppose that the enemy’s superiors were about to order him not to attack Suzy when Billy shot him down. Then Suzy’s bombing would no longer depend on Billy’s firing, even though the variant seems “intrinsically” just like the original case, with the exception that the intentions of the enemy’s superiors had changed. Then, so Woodward, we must admit that the connection between Bill’s action and the destruction of Suzy’s target, so between shooting and death, has become different. Suzy’s bombing would have taken place, anyway, whether Billy would or wouldn’t have shot down the enemy.
Much can be said about this case of double prevention, which I’ll not do, as said. Only this. Life situations as the one in the example are complicated and cannot be reduced to three factors, as in the original example. As the changed version illustrates, many intervening factors are possible. Here the enemy’s superiors are mentioned, but it could also be that Suzy’s (Billy’s) superiors had decided to send another plane as well to bomb Suzy’s target in case Suzy would fail, and without doubt other such intervening factors are possible. At most we can say that Suzy’s bombing is dependent on Billy’s (successful) firing but Billy’s firing does not make Suzy’s bombing and the destruction of her target happen. The latter depends on Suzy, the instructions of her superiors, a colleague who can replace her, if she fails, etc. However, in case we conclude that Billy doesn’t cause Suzy’s bombing, this doesn’t involve that we deny his responsibility for Suzy’s bombing. Responsibility is not the same as causation. It would be interesting to compare both. Because in the case presented many additional factors can intervene in Billy’s firing and in the relation between this firing and Suzy’s bombing, we can call the case open. We could compare it with a closed case, in which Billy’s and Suzy’s possibilities are limited to acting or abstaining from acting. We could call such a case also mechanistic. In his 2014 Woodward discusses also such a “mechanistic” case (pp.307ff). I’ll not treat it here, but then, maybe, we would conclude that the mechanistic actor or factor that takes the place of Billy would be “responsible” for what Suzy’s mechanistic substitute did, indeed, if not that he or it had caused it, surely and certainly.

Random quote
Digitalisation weakens the community bond insofar as it has a debodying effect. Digital communication is debodied communication.

Buyung-Chul Han (1959-)

Types of causation

Galileo Thermometer

The questions whether it is possible to explain actions by causes, be it regular causes or one-time causes, and whether reasons are causes of actions or whether they are something different have dominated the debate in the analytical philosophy of action during the 1960s to 1980s. Starting point of the debate was that the idea of cause involved was Humean. Other concepts of cause were ignored. This may have been obvious, because then positivism and critical rationalism were the dominant views in methodology, but it made that the Humean idea of causation acted as an undiscussed background, to be accepted or rejected. However, employing other types of causation not as ways to oppose the Humean idea but by seeing them as serious equivalent alternatives might have given the debate another turn; alternatives that would not only apply to human actions but to all types of events. For instance, we could analyse what humans do by employing the Humean idea if we see it as behaviour and with the help of an alternative idea of cause if we see it as (intentional) actions. Which idea of cause is most relevant depends then on your research question and objective. I will not elaborate on this here, but what types of causality are there actually? Here are some alternatives to the Humean approach.

- One doesn’t need to accept that certain events (causes) are always followed by certain effects. It can also be that causes act in accordance with probabilistic regularities: C causes E if and only if the probability that E follows C given some suitably chosen background is higher than the probability of E when C is absent in that situation. However, in fact this probabilistic causality is a variation of Humean causality.
- Counterfactual theories of causation state that if an event C had not occurred, event E would not have occurred. Or, alternatively, an effect E would not have happened without the cause C. This type of causality has especially been elaborated by David Lewis in his 1973.
- The manipulationist or interventionist approach of causation sees cause as an action or intervention that brings about a certain effect. James Woodward, one of the most important current advocates of this approach defines it this way: “Roughly speaking, if C causes E, then if we (or nature) were able to manipulate C in the right way, there would be some associated change in E.” (Woodward 2021, p. 76) The word “nature” in this definition makes already clear that this type of cause does not basically suppose a human actor that brings about the effect. Central is the idea of intervention and such an intervention can also have a natural origin. Especially this idea of causation seems to be useful for understanding causation in action.
- Mechanical or process theories of causation see the connection between cause C and effect E as dependent on the structure or the process in which C and E are involved. As Woodward 2021, pp. 96-97 puts it: “The basic idea of such approaches is that … whether C causes E has not to do with a contrast or comparison of some kind between a situation in which C and E occur and an alternative situation in which C does (or would) not occur, but rather just has to do with what happens in the situation in which C and E occur. … [Such] theories appeal to spatiotemporal and/or ‘mechanical’ features that are present when the relationship between C and E is causal.” Here I must think of Fred Dretske’s distinction between structuring cause and triggering cause that I discussed in a blog many years ago. I do not want to go into this distinction here, but Dretske’s triggering cause is a good example of a cause in the sense of mechanical or process theories of causation. For instance, when a temperature drop causes to occur certain events in a thermostat, while in turn these events cause the furnace to ignite, then we can call these events the – triggering – cause and that the furnace ignites the effect.

In this blog I have discussed several types of causation as alternatives for Humean causation. The three first types discussed see causation as making a difference while the fourth type sees it as a structural or processual connection. To my mind it is not so that in each situation only one type of causation is relevant, but as said, which type is relevant depends on your research question and objective and on your approach as well. In addition, which type or types of causation are relevant depends also on the nature of the object studied, for example whether we study human actions or physical objects and events. Having realized this would have made the debates on the Explanation-Understanding Controversy more fruitful. Realizing this can make future debates more fruitful.

Sources
Without always explicitly saying it, I used and sometimes quoted the next sources:
- Stanford Encyclopedia of Philosophy, “The Metaphysics of Causation”
- Wikipedia, “Causality[”
- Woodward 2021, chapter 2

Random quote
The principle of Custom or Habit: [W]herever the repetition of any particular act or operation produces a propensity to renew the same act or operation, without being impelled by any reasoning or process of the understanding; we always say, that this propensity is the effect of Custom. By employing that word, we pretend not to have given the ultimate reason of such a propensity. We only point out a principle of human nature, which is universally acknowledged, and which is well known by its effect.

David Hume (1711-1776)

Causation in action (2)

Photo taken by me at the Strassenindustriemuseum-in Ennepetal, Germany

According to Hume, causation (causality) refers to regular connections: The idea of cause excludes the possibility of causes that occur only once. However, in my blog last week we have seen that there are arguments that sustain the view that causes can be one-time, at least when we are talking about actions (as distinguished from physical phenomena). It is a view sustained by Donald Davidson, for instance. But is it possible to explain actions by causes, be it regular causes or one-time causes? This question has been a hot issue during the 1960s to 1980s in analytical philosophy, and maybe later as well. This question was also one of the central themes in my PhD thesis and what follows is a summary of the first part of chapter IV of this thesis. Basically, four different answer to this question have been given. I think that they are still relevant when talking about the causes of actions.

1) According to Hempel, who starts from a Humean concept of causality, the presence of a causal connection implies the presence of one or more general laws: “... the causal explanation implicitly claims that there are general laws – let us say, L₁, L₂, ..., L_r – in virtue of which the occurrence of the causal antecedents mentioned in C₁, C₂, ..., C_k is a sufficient condition of the explanandum event”. Providing a causal explanation supposes that such laws are being used: “[C]ausal explanation is, at least implicitly, deductive-nomological” and “reliance on general laws is essential to a D‑N explanation”, (Hempel, 1965: pp.349, 377) This model is not only valid for the explanation of physical phenomena but also for the explanation of actions. In particular, a general law is necessary for explaining actions with the help of reasons, so Hempel.

2) This is denied by Davidson, who argues that “generalizations connecting reasons and actions are not – and cannot be sharpened into – the kind of law on the basis of which accurate predictions can reliably be made”, but “ignorance of competent predictive laws does not inhibit valid causal explanation”, for “it is an error to think no explanation has been given until a law has been produced”. (Davidson 1980, p. 15-17) Or, as Davidson summarises his own position: “I accept the view that teleological explanation of action differs from explanation in the natural sciences in that laws are not essentially involved in the former but hold that both sorts of explanation can, and often must, involve causal connections” (id., p. xii). Later, Davidson puts it even more emphatically: “[T]here are no strict laws at all on the basis of which we can predict and explain mental phenomena” and this is especially true for the connection between reason and action (id., p. 224-225).

3) One step further is to deny not only that we need general laws for an action explanation but also the causal nature of such an explanation. This is done, for instance, by William Dray: “The goal of [an] explanation [of actions from reasons] is to show that what was done was the thing to have done for the reasons given, rather than merely the thing that is done on such occasions, perhaps in accordance with certain laws. ... [T]here is an element of appraisal of what was done in such explanations; that what we want to know when we ask to have the action explained is in what way it was appropriate” (Dray 1957, p. 124; italics by Dray). In other words, the connection between premises and conclusion in Dray's rational explanation model is not causal but evaluative in nature.

4a) Advocates of the so-called “logical connection argument” (note) have completely different objections against the view that action explanations are causal. According to them, the connection between a reason or intention and an action is not causal but logical. As Charles Taylor puts it, for example: “[W]e could not say that the intention was the causal antecedent of the behaviour. For the two are not contingently connected in the normal way. We are not explaining the behaviour by the ‘law’, other things being equal, intending X is followed by doing X, for this is part of what we mean by ‘intending X’, that, in the absence of interfering factors, it is followed by doing X. I could not be said to intend X if, even with no obstacles or other countervailing factors, I still didn’t do it. Thus my intention is not a causal antecedent of my behaviour” (Taylor 1964, p. 33).
4b) According to Georg Henrik von Wright, the logical connection argument is basically correct. However, so von Wright, that the connection between premisses and conclusion of an action explanation – so the connection between a reason or intention and an action – is logical leaves open the possibility that it is also causal. Nevertheless, von Wright thinks that the logical connection argument is a correct argument against the view that action explanations are causal. This becomes clear when one realizes that the logical connection argument is not about the logical dependence of premises and conclusion – of reason or intention and action – but that in fact it says that the premises and conclusion in an action explanation cannot be determined and verified independent from each other. (von Wright 1971)

These four views are the main answers to the question of whether it is possible to explain actions by causes, be it regular causes or one-time causes. To my mind, von Wrights view is correct, for how could we say that we acted (and not simply physically behaved) if there were not an intention in our action, but then how could we say that we had this intention to perform the action if we didn’t act according to this intention at the moment that all conditions to perform the action involved were met? However, we know the one only by the other.

Note
The term “logical connection argument” has been coined by Frederick Stoutland.

Random quote
Museums function like homes of the nobility to which the public at certain hours are admitted as visitors. The class nature of the ‘nobility’ may vary, but as soon as a work is placed in a museum it acquires the mystery of a way of life which excludes the mass.

John Berger, photographer (1926-2017)

Causation in action

Taken by me at the Strassenindustriemuseum-in Ennepetal, Germany

We have seen in my blog last week that causation is not only in the mind, as Hume thought, but that it is also something real. Moreover, according to Hume, causation requires repeated observations of correlations among events. This would exclude the possibility of causes that occur only once. However, we have seen that the Belgian psychologist Michotte argued that we don’t need to see a repeated occurrence of a connection between two events to conclude that this connection is causal. Often we infer that there is a causal connection between two events at their first occurrence together – rightly or wrongly.
Now I want to discuss some known cases from action philosophy that illustrate that causation is often not so simple as that, and certainly not so simply as Hume thought.

A) The nervous climber
A climber wants to rid himself of the weight and danger of holding another man on a rope. He knows that by loosening his hold on the rope he can rid himself of the weight and danger. This idea unnerves him so much as to cause him to loosen his hold, though he didn’t choose to loosen his hold, nor did he do it intentionally. (Davidson¸ Essays on Actions and Events, p. 79. I have discussed this case also in my blog “Philosophical puzzles”)
We can see here a causal connection between the climber’s nervousness and the fall of the other climber, although it’s a single case. Besides that it is unethical to repeat the case to see whether there really exists a causal connection, in fact it is impossible to repeat it. Each time the circumstances will be different, albeit only because the falling man will be dead. Moreover, what is actually the cause and what is the effect in this case? What is the “causal path”? According to Davidson, we can say only that the climber caused the fall of the co-climber if what the climber believed and wanted to do on the one hand and the fall of the co-climber on the other hand were causally related “in the right way”, and that is apparently not the case. It’s not that the climber made the man fall, but something within the climber (his nervousness) did, since he didn’t have himself under control. The causal path is important when we try to answer the question whether or not the climber made the man fall intentionally and so whether or not he was responsible for the fall of the man.

B) The wild pigs
A man tries to kill someone by shooting at him. The killer misses his victim by a mile, but the shot stampedes a herd of wild pigs that tramples the intended victim to death. (Davidson¸ Essays on Actions and Events, p. 79; originally from Bennett).
While in the case of the nervous climber, there was a direct connection between the climber and his victim , since both were connected by a rope and the climber loosened his hold on the rope, such a direct connection is lacking between the shooter and his intended victim. It was not the shooter who killed the victim but the herd did. Or did he, nevertheless? For it was the shooter who caused the stampede so that the herd killed the victim, albeit unintentionally this way. Although the effect is known, the cause depends on your point of view. Also this case cannot be repeated. The causal connection is intrinsically one-time, for one cannot repeat intentionally what has been unintentionally done. Also now the analysis is important, since the responsibility of the shooter for the death of the victim is at stake. Was the shooter guilty, responsible or liable for the death of the victim and to what extent? Was it a case of murder or was it an attempt to murder?

C) Of B's and Bees
Fred is taking a machine-readable multiple-choice test. His strategy is to circle on the question sheet the identifying letters next to the answers that he feels certain are correct and then, after all such circling is completed, to fill in the corresponding spaces on his answer sheet. Then he will take up the more difficult questions. An hour has elapsed, and Fred is reading the 45th question. He is confident that the answer is ‘bee’, which word appears next to the letter ‘a’ on his question sheet. However, as a result of an understandable momentary confusion, he circles the letter ‘b’. As luck would have it, ‘b’ is the correct answer. Later, when filling in the answer sheet, Fred looks at the circled ‘b’ under question 45 and fills in the space under ‘b’ on his answer sheet – intending thereby to provide the right answer. (Mele, Irrationality, p. 56).
In this example, Fred’s filling in ‘b’ on his answer sheet caused that he gave the right answer to question 45. Or did his confusion do? For Fred had no reason to do so, for he made a mistake. A mistake made him fill in the answer sheet in the right way, so actually in the wrong way, for filling in ‘b’ was not what Fred intended. What actually is the cause that made Fred fill in the answer sheet the way he did? Again we have a case of a one-time cause, for mistakes cannot be repeated as mistakes, for, again, one cannot repeat intentionally what has been unintentionally done.

Much more can be said about cases like these, but anyway they illustrate that one-time causes can exist. Moreover, they illustrate that causation need not be direct, and they attack Hume’s view that cause and effect are contiguous (case B) and that there is a necessary connection between them (A, C). However, I leave this analysis to the reader. Especially, the cases illustrate how intentions can cause their results in an indirect deviant way: Either because the causal connection between the antecedent mental events and the initiation of behaviour is deviant (antecedental deviance); or because the consequences of the activity once begun are not as expected (consequential deviance); or because the aetiology of (some element of) the plan component of an intention is deviant (tertiary deviance). These deviances question also the correctness of Hume’s elements of causation discussed in my blog “Humean causation”.

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Source of the case descriptions and of some of the conclusions the website “Some puzzles about action”. See also the sources in the text.

Random quote
[T]hey say that everyone should claim to be just, regardless of whether they are or are not, and anyone who is not pretending to be just is insane, because it is necessary for everyone to share in it in some way or other if they are to live with their fellow men.

Protagoras van Abdera (c. 490-420 BC) in Plato, Protagoras, 323 b-c 

The illusion of causation

Taken by me at the Strassenindustriemuseum-in Ennepetal, Germany

Causation is only in the mind. That is what Hume thinks, as we have seen in my blog three weeks ago. As Hume states (see my blog): “When we say … that one object is connected with another, we mean only, that they have acquired a connexion in our thought…” and we have no idea, whether in reality such a connection is a causal one or something different. This made me conclude my blog by saying: When the vase falls to the ground just at the moment that the crow caws, it is only in our mind that the latter causes the former (or the other way round). This conclusion does not only summarize Hume’s view but it suggests also that the mind tends to construct causal connections between events that in fact haven’t any relation at all. Indeed, as psychology has shown, humans have a predilection for causal thinking, even between events that have nothing to do with each other, such as that at the same moment that a crow caws a vase falls to the ground. It will be clear that this predilection can lead to serious mistakes. It is also the basis for much superstition and for conspiracy theories as well.
Read, for instance, this sentence (the next passage is mainly based on Kahneman, Thinking, Fast and Slow, pp. 74-78; 114-118):
After spending a day exploring beautiful sights in the crowded streets of New York, Jane discovered that her wallet was missing.
Many people will think that there is a causal connection between the crowd in the streets of New York and that Jane was missing her wallet, in the sense that a pickpocket had robbed Jane. Nevertheless, several other options are possible, like
- Jane simply lost her wallet
- Jane left her wallet in a restaurant.
“However,” so Kahneman, “when the idea of lost wallet, New York, and crowds are juxtaposed, they jointly evoke the explanation that a pickpocket caused the loss.” That a pickpocket would have stolen the wallet is a hasty conclusion.
Also the post hoc propter hoc fallacy, which I discussed here long ago, is a case in point: The thinking that because one thing happened after another, the first thing caused the second. It is related to the cum hoc ergo propter hoc fallacy, i.e. the false argument saying that if two facts or events happen to take place together, one is the cause of the other. (mentioned in the same blog; see also my blog on the conjunction fallacy)
In a book published in 1945, the Belgian psychologist Albert Michotte, so Kahneman, attacked the Humean idea that we infer physical causation from repeated observations of correlations among events. (see also my blog “Humean causation”). Instead, Michotte argued that we see causality, just as directly as we see colour. Experiments have shown that already six-month-old infants do. “We are evidently ready from birth to have impressions of causality, which do not depend on reasoning about patterns of causation”, so Kahneman (p. 76). In short, we can say that we have an illusion of causality or causation, an illusion that can lead to serious mistakes, as we have seen.
Is it really so that causation is only in the mind? I have my doubts that there is not such a thing as causation in nature. How could we play billiards, if causation would be only an idea in the mind? How could we make something happen if there was no causation? Why would nature do what is in our minds, simply because it is in our minds, like moving a billiard ball when it is touched by another billiard ball? As James Woodward says somewhere: We use medicines because of their effects. The medicines and their effects are connected, and the connection is real and not only in the mind. Or take the photo series that I used for my blog “Humean causation”. The photos are stills from a video. I touched there a domino in order to make a row of dominos tip over. It was not only an idea in my mind but the event was recorded by a smartphone. The first domino tipped over, because I touched it; the second domino did, because the first domino touched it; etc. Doesn’t this exemplify that causation is a real phenomenon and not only something in the mind?

Random quote
[T]he philosopher … is always, so far as he is able, in communion through memory with those things the communion with which causes God to be divine. Now a man who employs such memories rightly is always being initiated into perfect mysteries and he alone becomes truly perfect; but since he separates himself from human interests and turns his attention toward the divine, he is rebuked by the vulgar, who consider him mad and do not know that he is inspired.

Socrates(c. 469-399 BC) in Plato, Phaedrus, 249c-d

The bandwagon effect

Barrel Organ "The Arab", once the most famous barrel organ in the Netherlands
Photo taken by me in the Museum Speelklok, Utrecht, NL

A bandwagon is a decorated wagon that carries a musical ensemble or band in a parade or other entertainment event. I think – but I am not sure – that it is a typical American phenomenon, although you find decorated wagons carrying a musical ensemble also during carnival parades, for instance. Wikipedia shows a picture of a bandwagon that resembles a Dutch barrel organ a little bit. Such a barrel organ is a large, automatically playing street organ that makes music with organ pipes, percussion and bellows. In the past, a barrel organ was not automatic but a man was turning a wheel and while he was turning, the organ played music. Now and then such a street organ passed through the streets when I was a child and it drew much attention. It still happens but I see them hardly anymore. Anyway, all children in my street followed the organ till it turned the corner. Like barrel organs, also bandwagons drew much attention, not only from children but from adults as well.
Bandwagons were excellent means to attract attention, already early in the 19th century, when radio and TV did not yet exist, let alone the internet with its social media. Wikipedia tells me that “in American politics in 1848 during the presidential campaign of Zachary Taylor. Dan Rice, a famous and popular circus clown of the time, invited Taylor to join his circus bandwagon. As Taylor gained more recognition and his campaign became more successful, people began saying that Taylor's political opponents ought to ‘jump on the bandwagon’ themselves if they wanted to be associated with such success.” This seems to be the origin of the expression “to jump on the bandwagon”: Following others in their behaviour, styles, opinions, voting behaviour etc., because this behaviour etc. is popular.

Although following and imitating others can be fun, it can also be the source of a fallacy: the bandwagon fallacy. This fallacy presumes that because a position, reasoning, behaviour etc. is popular, it must be correct as well. We can also say that the bandwagon fallacy is the logical error that happens when you assume that something is true, right, or best just because many people think so. But why should something be true, right or best because most people have that view? Should you jump off the bridge because your friends do? Or, if a political leader comes with a simple argument, should it be worth believing it because it appeals to many people? Certainly not. An argument must be believed because it is correct, good or worth adopting; not because it is shared by many.
This brings me to the flip side of the bandwagon coin. We have seen that the bandwagon fallacy involves that someone follows a popular position, reasoning, behaviour, etc. because it is popular. However, the bandwagon fallacy is also called “appeal to common belief” or “appeal to the masses”. This points to the effect that the bandwagon effect can also be used as an instrument of manipulation; consciously or implicitly. This happens when someone says that you must do this or that, because “everybody” does so; or that this or that is right, because “everybody” thinks so. This “everybody” can refer to a practical example or to a big group that, indeed, does think so, behaves so, etc.; or it can be just a way of speaking, if not an attempt to manipulate you. But again: An argument must be believed because it is correct, good or worth adopting, not because “everybody” thinks so. As an appeal to common belief or to the masses the effect is often used, for instance, in commercials or by manipulative – often autocratic – politicians. The tendency to conform, and with that the bandwagon effect, is a powerful instrument of manipulation in the hands of those who want to use or misuse it.
However, once you know this, don’t make the mistake that it is always wrong to jump on the bandwagon because most or many people do. Following the mass as such is a neutral act. Or, in other words, support by the majority doesn’t make an argument true, but it doesn’t make it false either. The bandwagon fallacy does not involve that “anything popular is false.” That would be the opposite mistake. The point is narrower: popularity alone does not make an argument sound. First think before you join. Don’t join assuming that others have thought for you!

Sources and useful websites (besides Wikipedia; see text)
- How to spot the bandwagon fallacy in arguments
- Excelsior Online Writing Lab. Bandwagon Fallacy

Random quote
What if one person or some oligarchy or indeed a democracy, were possessed of a soul that hungers for pleasures and passions, and needs to be filled with these, a soul that resists nothing, and is assailed by unending, insatiate evil diseases? Well, if something of this sort, having trampled all over the laws, rules a city or some individual, then, there is no way to save it.

An Athenian, in Plato (c. 427-347 BC), Laws, Book 4, 714a 

The flow of happiness

Lately, someone asked me what I think happiness is. I had forgotten that once I had written a blog about it, but essentially my answer was the same as what I had written there, although from a different perspective. Therefore I think it is worth writing about it again, instead of simply referring to that old blog.
I assume that many people see happiness as a state. As a positive subjective feeling that is as if time stops but that nonetheless feels lasting eternally. Or also as having something very pleasant. Being together with your love or having enough money for a good life are examples of these forms of happiness. Happiness can then be seen as a goal, something you can strive for, and following Aristotle and others it is the highest goal in life and also a goal with an end in itself. Other goals are intermediate goals to becoming happy, even though often we don’t see it that way.
It is not so that I want to reject this view on happiness. We set goals and once we have achieved them, we feel happy; maybe even happier than before. Nevertheless, I think that in essence happiness is something different and that these cases are actually special moments of happiness like the stills from a film. Following Alfred Schütz (1899-1959), one of the founders of the interpretive approach in sociology, I think that we must see life not as a series of connected moments, that linked together make up life, but it is just the other way round: Life is a stream of activities that is continuously monitored by an actor and that is only interrupted by this actor for moments of reflection, when there is a need to do so. As Giddens says it somewhere (p.82), paraphrasing Schütz’s idea: “[O]nly in rare circumstances does a person have a clear-cut ‘end’ in mind which organizes his energies unequivocally in one direction … One’s life-activity does not consist in strung-out series of discrete purposes and projects, but in a continuing stream of purposive activity in interaction with others and with the world of nature.” Following this view, I see life as a stream of activities that you perform automatically, without thinking and often even unconsciously. Occasionally the stream is interrupted by moments of thinking, reflection, and looking back, when the stream stagnates, i.e. when problems arise that require a solution or when something happens that you want to give attention to for one reason or another. Such moments don’t need to be special, but they can also be “insignificant” like the question what to eat today.
What does this mean for the idea of happiness? Assuming that the view of life as a stream of activities is correct, happiness then is the feeling that the stream of life streams in a satisfying and pleasant way. Or rather, happiness doesn’t refer to the stream of life as such but to the flow of the stream. It is the steadily, smoothly and continuously going on of the stream. Following the stream of life unconsciously and without feeling the need to give it special attention gives a sense of happiness. Inattentively? Continuously? Sometimes it pops up in our mind that the stream is flowing, not because the stream stagnates but for positive reasons. Sometimes there are moments in the stream of life we wants to pay special attention to, like the feeling of being together with our love or having enough money for a good life; moments of happiness.

Random quote
Clogs – “floppies,” slippers – are made so that one can slip them on one’s feet without using the hands. They are monuments to the hatred of bending over.

Theodor Adorno (1903-1969) 

Humean causation

One of the most important contributions of David Hume (1711-1776) to philosophy is his view on causation. In several respects it is controversial and much has been said about it. Despite all criticisms it contains some essential elements of the idea of causation that you find back in almost any discussion about it, if not that they are present in the background. Therefore it’s worth giving here Hume’s view. I’ll base myself mainly on his essay “Of the Idea of Necessary Connexion”. (first published in 1748) A deeper explanation can be found in his Enquiry concerning Human Understanding (1748).
However, let me start with the lemma on Hume in the Stanford Encyclopedia of Philosophy. In section 2.2 it says that “Hume takes there to be three components to our idea of causation: first, spatial contiguity, second, priority in time of cause before effect, and most importantly, the necessary connection between cause and effect.” However, this summary of Hume’s idea of causation omits what is, to my mind, Hume’s most important and also most essential aspect of causation: That “all our ideas are nothing but copies of our impressions”, and that consequently the idea of causation, so of cause and effect, exists only in the mind: We don’t know anything about what happens in reality: “[W]e are never able, in a single instance, to discover any power or necessary connexion; any quality, which binds the effect to the cause, and renders the one an infallible consequence of the other. We only find, that the one does actually, in fact, follow the other. The impulse of one billiard-ball is attended with motion in the second. … [T]he power or force, which actuates the whole machine, is entirely concealed from us…” We can never know anything about the power that connects a cause and an effect. If we think that there is such a connection, it’s only based on our experience of how one event constantly follows another, but we cannot know what a cause and effect “binds … together and makes them inseparable.” We don’t understand the connection but we only see a conjunction of objects.
Until now we discussed only connections between individual events. In fact, experiencing a connection between individual cases is not enough to speak of a causal connection, how certain and accurate this connection may seem to us. We can only suppose a causal relationship to be present if it always exists, i.e. if “one particular species of event has always, in all instances, been conjoined with another.” There must be a constant conjunction of two events. However, even then, not much changes, “except only, that after a repetition of similar instances, the mind is carried by habit, upon the appearance of one event, to expect its usual attendant, and to believe, that it will exist.” Also a constant conjunction is nothing but a feeling, an experience, a “customary transition of the imagination from one object to its usual attendant”, and it “is the sentiment or impression, from which we form the idea of power or necessary connexion. Nothing farther is in the case.” In short (my words), a causal connection exists only in the mind and says nothing about what really happens. It makes foretelling the existence of one from the appearance of the other easy, indeed. However, “[w]hen we say … that one object is connected with another, we mean only, that they have acquired a connexion in our thought, and give rise to this inference, by which they become proofs of each other’s existence.”
Therefore, so Hume, “we may define a cause to be an object, followed by another, and where all the objects, similar to the first, are followed by objects similar to the second. Or in other words, where, if the first object had not been, the second never had existed. The appearance of a cause always conveys the mind, by a customary transition, to the idea of the effect. Of this also we have experience. We may, therefore, suitably to this experience, form another definition of cause; and call it, an object followed by another, and whose appearance always conveys the thought to that other.” However, we have no idea what such a connection involves.
In his Enquiry concerning Human Understanding Hume mentions contiguity in time and space as a requirement for a connection of ideas. This should exclude the idea of remote causation. This gives us the three elements of causation as contiguity, priority in time of cause before effect, and necessary connection. However, so Hume, “[e]very idea is copied from some preceding impression or sentiment; and where we cannot find any impression, we may be certain that there is no idea.” When the vase falls to the ground just at the moment that the crow caws, it is only in our mind that the latter causes the former (or the other way round).

Random quote
A young tree, which over-tops and destroys its parent, stands in all the same relations with Nero, when he murdered Agrippina; and if morality consisted merely in relations, would, no doubt, be equally criminal.

David Hume (1711-1776)

Football fallacies

Football is not only a game. Football is life. I think that everybody will agree. Maybe in the past football was only a game, but in present-day society it is not simply a game anymore, but it is fully lived experience like, say, work, study, or marriage. However, isn’t every game lived experience, even if it is of minor importance for you and society? Can we separate games from life, as if they don’t belong to it? Can we compartmentalize life into “real life” and games? Of course not. In fact, every game is life in a sense.
Being life football is also vulnerable to its fallacies and dilemmas. Here are some of them.

- The sunk cost fallacy. People commit it when they feel bound to what they did in the past instead of rationally evaluating what is better to do in the future, just in case it would be rational to break with the past, as I explained in a former blog. They don’t want to give up a bad investment because then they must admit that they have made a mistake. This fallacy is typically observed in sports, so AI tells me: “It describes the tendency of teams – coaches, managers, and owners – to keep starting underperforming players or retaining struggling coaches because of the massive resources (high transfer fees, large salaries, or draft capital) already invested in them.” It's also an example of an irrational choice. Irrational? It sometimes happens that a player gets a revival after some time, indeed, but generally it’s better not to wait for it. Be rational and evaluate a player on current merit and look for someone who plays better.
- The Reep Fallacy, named after Charles Reep by Bill Gerrard. Reep was the pioneer of soccer analytics, using statistical analysis to support the effectiveness of football. Reep found that a majority of goals are scored from sequences of three passes or fewer. However, what Reep didn’t see is that most passing sequences in a match are under five passes. Therefore, “it is no surprise that most goals are scored from passing sequences with fewer than five passes,” so Gerrard (see here). Reep counted only successful outcomes of the passes and didn’t count the unsuccessful outcomes. Analysis by others showed that the relationship between the length of passing sequences and goals scored is flawed.
- The football leadership dilemma, mentioned by Martin Mulyadi and Jeff Coker. From a business point of view, football clubs need financial sustainability. However, from a sporting point of view they need to win. The dilemma is that business-first decisions can undermine the core sporting ambition.
- The football brand dilemma is analysed by Matthew Guschwan in an article with the same title. Football teams are bound to particular places such as Manchester or Madrid. However, marketing efforts to attract international fans can shift the club’s focus. So, for commercial reasons the boards of football clubs may want to relate the club to well-known international brands, which give the club status and money. This may cause clubs to alienate their local supporters, since decisions regarding pricing or scheduling often prioritize global TV audiences over match-going local supporters.

With the exception of the first one, these are a few fallacies and dilemmas specific to sports, especially to football. However, human as footballers, football managers, and football analysts are they commit also common human fallacies like Appeal to Authority, Appeal to Ridicule, Cherry Picking, Circular Reasoning, etc. You find some here, applied to football.
To end this blog, I want to quote yet a few football fallacies from a blog promoting the book The Ugly Game by Martin Calladine:
- The lying table effect: the unshakable belief in a sacked manager that he did the right things despite the outcome.
- The great player effect: falsely assuming that because someone was a great player, they are more likely to be right about something. (But don’t we think so about many “great” persons?)
- The one cap wonder fallacy: the willingness of managers, fans and pundits to generalise from a few games.
- The League Cup fallacy: the belief that something you experienced yourself is representative of the true picture.

Enjoy the FIFA World Cup matches, but don’t fall in the logical traps of the commentators, analysts, managers, and players! 

La Boétie on becoming free

Source of the stamp

Random quote
Be resolved not to serve any more, and you will be free. Tyrants are great only because we are on our knee.

Étienne de La Boétie (1530-1563)

Football fraternizes, doesn’t it?

Currently, the football world championship for the FIFA World Cup is taking place. In view of the contradictions between the nations, sometimes exploding into war, it is a good thing for sport fraternizes, they say. So, at Christmas 1914 at the frontline of the First World soldiers stopped fighting spontaneously and observed an unofficial truce. German and British soldiers left the trenches and started talking with each other and exchanged small presents like food and cigarettes. At several places even football matches were organized. The army command was upset, for sport fraternizes, isn’t it? The war had to go on! So, trying to approach the enemy was forbidden, and as we now know, this war would last till November 1918. Today several monuments remember this unusual event, like the one in Mesen in Belgium at the top of this blog, unveiled in 2015.
Later, football played again a role in the First World War, but now it was used by the British army as a means to motivate the soldiers and to maintain morale. So, on the first day of the Battle of the Somme, 1 July 1916, captain Wilfred Nevill distributed four footballs among the four companies of his battalion. “Nevill and his fellow officers”, the Wikipedia tells us, “were concerned about how their men would behave when finally called on to go over the top. To provide his soldiers with a reassuringly familiar symbol, Nevill bought the footballs while on leave in London...” On one football was printed “The Great European Cup-Tie Final. East Surreys v Bavarians. Kick off at zero." (“Zero” is the time that the attack would start) Another ball had the text “NO REFEREE”, which was Nevill’s way of telling the men they needn’t treat the Germans too gently. (According to other sources there were only two balls) (ibid.) The company that would be the first to kick the ball into a German trench would win a prize. However, no ball reached the German trenches, and Nevill was killed in action, the same day.
It seems that this wasn’t the first time in this war that a football was used for motivating soldiers. “As early as 1915, a battalion … near Loos appears to have taken a ball at the foot in the attack full of bravado… [Also] “in the attack on Vimy Ridge on April 9, 1917, the Royal Canadian Regiment kicks a ball to the top of the ridge through the grenade funnels of the no man's land. This ball can … be admired in a museum in Canada”, another website tells us. “The war poet and captain Siegfried Sassoon read football news to his men to keep them calm for fighting on the Western Front,” so AI (I couldn’t check it, but it seems likely). However, Sassoon was quite sarcastic about the relationship between war and football, as we see in his poem “Does It Matter?”:

Does it matter?—losing your legs?...
For people will always be kind,
And you need not show that you mind
When the others come in after football
To gobble their muffins and eggs.
…

Anyway, football was no longer fraternizing. Football had become war, long before the Dutch football coach Rinus Michels had famously said these words, albeit in a somewhat different context. (see here)

The relation between football and war was very close in the First World War but doesn’t end with it. In the Second World War football was mainly used for keeping the soldiers fit and for recreation, but this also happened during the First World War. A try of the Germans to use football as a propaganda instrument to promote their own popularity in the Soviet Union failed (see here for the details). What’s worse is that sometimes a football conflict has led to war, like the Football War between El Salvador and Honduras in 1969. Riots after a match between the national teams made the existing tensions between the countries explode. The army of El Salvador invaded Honduras and a war of 100 hours followed. Football violence also played a part in the breakup of Yugoslavia in the 1990s.

The impact of football on war can be negative, as we have seen, but it can be positive as well, as we have also seen. Sport fraternizes and basically football is not an exception. It brings people together and in this way it can shape relations and mutual understanding. Therefore it is unfortunate that a top referee from Somalia has been denied access to the US; that players and staff of the Iranian team are not allowed to spend the night in the USA; or that ticket prices for the matches are often extraordinary high. Just because of the possible positive effects of football the arrival of participants and spectators should be promoted and not stopped for fear of alleged dangers or for commercial reasons. Mutual understanding must be given a chance, whenever possible. Rules must give way to this.

Sources not mentioned in the text
- Een voetbal kerstverhaal
- Facts About Football In The Second World War
- Gielt Algra, “Voetbal is oorlog - Oorlog is voetbal”
- Wilfred Nevill en de Grote Europacup Finale (zondag 25 juni 1916)

Random quote
If either a single person or an oligarchy or a democracy has a soul eager after pleasures and desires—wanting to be filled with them, yet retaining none of them, and perpetually afflicted with an endless and insatiable disorder; and this evil spirit, having first trampled the laws under foot, becomes the master either of a state or of an individual,—then … salvation is hopeless.

An Athenian, in Plato, Laws, Book 4, 714a

Plato’s noble lie

Plato and Pinocchio

Are politicians allowed to lie to convince the people of what they see as a good thing for everybody? That is something I was wondering, as so many politicians proclaim untruths, falsehoods or lies – or how you want to call them – during the current wars to defend them (and not only then). Plato already discussed the problem in his Republic (Πολιτεία, Politeia) 2500 years ago, for example:

Socrates is discussing the ideal state with Glaukon and Adeimantos and raises the question of how to convince the people to help establish this state and to support it. In order to do so, he suggests telling them a “noble lie”:
“How, then,” said I [=Socrates], “might we contrive one of those opportune falsehoods of which we were just now speaking, so as by one noble lie to persuade if possible the rulers themselves, but failing that the rest of the city?”
“What kind of a lie do you mean?” said he. “Nothing unprecedented,” said I, “but a sort of Phoenician tale, something that has happened ere now in many parts of the world, as the poets aver and have induced men to believe, but that has not happened and perhaps would not be likely to happen in our day and demanding no little persuasion to make it believable.”
“You act like one who shrinks from telling his thought,” he said. “You will think that I have right good reason for shrinking when I have told,” I said.
Say on,” said he, “and don't be afraid.”
“Very well, I will. And yet I hardly know how to find the audacity or the words to speak and undertake to persuade first the rulers themselves and the soldiers and then the rest of the city, that in good sooth all our training and educating of them were things that they imagined and that happened to them as it were in a dream; but that in reality at that time they were down within the earth being moulded and fostered themselves while their weapons and the rest of their equipment were being fashioned. And when they were quite finished the earth as being their mother delivered them, and now as if their land were their mother and their nurse they ought to take thought for her and defend her against any attack and regard the other citizens as their brothers and children of the self-same earth.”
“It is not for nothing,” he said, “that you were so bashful about coming out with your lie.”
“It was quite natural that I should be.”
[Then Socrates further elaborates on the “noble lie” and at the end he says:]
Do you see any way of getting them to believe this tale?”
No, not these themselves,” he said, “but I do, their sons and successors and the rest of mankind who come after.”
“Well,” said I, “even that would have a good effect making them more inclined to care for the state and one another. For I think I apprehend your meaning. And this shall fall out as tradition guides.” (Book I, 414b-415d)

Plato uses explicitly the words “lie” (pseudos) and “to lie” (pseudein) in this context. Therefore, I have replaced the word “fiction” by “lie” in the second paragraph of the translation above. Another thing is that, when reading this passage, a modern reader may think that Socrates’s story is not very convincing. Isn’t it? Note how many fantasy stories go around in circles of complot thinkers that are really believed, like about evil people who eat little children for their satanic rites! For Socrates the lie presented here was a serious story that could be used to convince people, although it might be difficult, as the end of the quoted passage shows.
So Socrates, or in fact Plato, suggests here that politicians are allowed to lie if it is for a good cause, in order to convince others to support them. The so-called “noble lie”. It’s no wonder that this view led to many and often strong reactions through the ages.
For me, Plato’s “noble lie” sounds quite Machiavellian, albeit a moderate Machiavellianism. But who decides whether a lie is “noble”? Don’t most of us think that their aims are noble, or not bad, anyway? Or at least they present their aims that way? Machiavelli openly allowed the ruler to deceive the people and his opponents if it was useful to keep him in power. That’s not what Plato says here. A noble lie is not meant to deceive but as a means to convince people in a cause that is good for all and not only for the ruler. Doesn’t Plato tell here that also the rulers must be convinced by the noble lie? Anyway, maybe it was because of the Machiavellianism that Montaigne saw around him that he strictly rejected lying: “In plain truth, lying is an accursed vice. We are not men, nor have other tie upon one another, but by our word. If we did but discover the horror and gravity of it, we should pursue it with fire and sword, and more justly than other crimes.” And also: “I have this vice in so great horror, that I am not sure I could prevail with my conscience to secure myself from the most manifest and extreme danger by an impudent and solemn lie.” (in “Of Liars”, Essays, Book I-9) Montaigne would even keep his word after having been taken captive by a robber and then released against the promise to pay a ransom later, after his release. Nevertheless, Montaigne admits that rulers and others in power are allowed to use lies in the right circumstances. (see Of Profit and Honesty, Essays, Book III-1) Thus in fact Montaigne allowed the noble lie.
One of the fiercest critics of Plato’s noble lie was Karl R. Popper. In his The Open Society and his Enemies Vol. I. Plato, Popper stated that allowing the noble lie paves the way for fascism and Nazism and other totalitarian ideologies. And it is true that rulers and ideologists of authoritarian if not totalitarian states often make use of lies, falsehoods and falsifications as well in order to justify and support their power and position. Kant stated that lying is always morally wrong, without exception, which implicitly also rejects the noble lie. But what if in the Second World War you had a person in hiding in your home, and a Nazi patrol knocked at your door, asking whether you had hiders in your house. Should you say then “Yes, I have”?
The question whether a noble lie is allowed is not simply a matter of yes or no. Although I agree with Montaigne that lies are reprehensible, it’s more that noble lies should be rejected than that they must or have to be rejected. Anyway, I am going a step further than Montaigne and think that it is allowed to lie against a robber and not keep your promises to him. But ideologies based on a false representation of things are reprehensible, anyway. Popper was right but not for the reason given (see Bert van den Berg et al., ch. 1). A government can be in situations that it would undermine the state and bring many people in danger if it would openly tell the truth. Undoubtedly, there can be good reasons for “white lies” or “noble lies”, but the basic rule must be not to accept a lie, even when presented as noble. Exceptions must be exceptions. And whenever what a political leader says is a lie that then is exposed as a lie, we must not accept it because it is a political leader who says so, as too often happens. For a lie it is and a lie needs a strong justification to be acceptable.